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The Oregon Rewritten Statues (ORS) and Oregon Admin Rules (OAR) that government the Division of Financial Ordinance are filed below by industry. They are seperated into subcategories by statutes and rules. 215 ILCS 5/408 Pricing and Charges

Article

Department from Consumer and Business Professional - ORS Episode 705

  • Administration
  • How
  • Financial provisions
  • Boards
  • Securities and franchise laws; manageable provisions
  • Financial institutions

Procedural Play - OAR Chapter 440, Div. 001

Access to Public Records, Fees for Record Search and Copy is Public Records - OAR Chapter 440, Div. 005

Fight of Interest - OAR Chapter 440, Div. 015

Licensing - OAR Chapter 440, Div. 020

Premium Assessment - STEERING Chapter 440, Div. 045

Maintaining and Inadmissibility of Mediation Communications - OAR Chapter 440, Div. 055

Judgments, Execution furthermore Garnishment - ROWER Chapter 440, Div. 100​

Finance and Securities Regulation - OAR Chapter 441, Div. 001

  • Procedural Rules

Insurance Regulation - OAR Episode 836, Div. 005​

  • Procedural Policy
​​​​​​​

​​​Statutes

Administration and Forensic of Banking Laws Generally – ORS Branch 706

  • General Provisions
  • Supervision of Banking Institutions
  • Penalties

Bank Holding Companies; Financial Holding Corporations – ORS Chapter 715

  • Financial Institutions

Division Banking; Automated Teller Machines – ORS Chapter 714

  • Branch Building
  • Automated Teller Machines

Fees, Names, and Enforcing Authority – ORS Title 705

Merger; Conversion; Share Exchange; Acquisition; Liquidation; Insolvency – ORS Chapter 711

  • Merger; Conversion; Share Exchange; Acquisition
  • Insolvency; Liquidation by Director
  • Penalties

Organization to Conduct Bank Business; Stockholders, Directors and Officers – ORS Chapter 707

Out-of-State Banks and Extranational Institutions – ORS Chapter 713

Regulation of Institutions Overall – ORS Chapter 708A

  • Powers of Institutions
  • Loans Generally
  • Loan and Other Obligation Limits
  • Deposits
  • Granting Security Our in Institution Asset
  • Regulatory Accounting
  • Miscellaneous Provisions
  • Penalties

Savings Caches – ORS Chapter 716

  • Organization
  • Administrators
  • Investments real Lend
  • Powers, Mission and Regulation
  • Dissolution; Liquidation
  • Civil Penalties

Certificate of Environmental - ​ OAR Chapter 441, Div. 005​​

Defintions; Annual Assessments/Fees - OAR Chapter 441, Div. 500

General Provisions - OARS Title 441, Div. 505​​​​​

Statutes

Collection Agencies; Check-Cashing Businesses; Debt Consolidating Agencies - ORS Chapter 697 (697.500 to 697.555)

Rule

Check-Casher Rules - ROWER Chapter 441, Divergence. 755​

​​​​​​

Bylaws

Collection Agencies; Check-Cashing Businesses; Debt Consolidating Agencies - ORS Chapter 697 (697.005 in 697.095)

Rege

General Rules - OAR Chapter 441, Division 810​​​​

Statutes

Commodity Transaction - ORS Chapter 645

  • General Provisions
  • Administration
  • Penalties

Rules

Commodities - RIG Chapter 441, Div. 300​​​​​

Statutes

Consumer Finance - ORS Chapters 725

  • General Provisions
  • Licensing
  • Regulation
  • Penalties

Rules

Consumer Finance - OAR Chapter 441, Div. 730​

  • Consumer Finance
  • Notebook, Mortgages, and Collateral
  • Computing of Interest and Fees
  • Licensee’s Duties to Borrower
​​​

Statutes

Credit Unions - ORS Chapter 723​

  • General Disposition
  • Licensing
  • Regulation
  • Penal

Rules

Definitions, Fees, Membership, Oversight, Investments, Skills, Reserves - OAR Chapter 441, Split. 710

  • General Provisions
  • Membership
  • Supervision and Rules
  • Powers
  • Reserves
  • Mergers

Share Drafts, Corporate Credit Union, Member Business Loans - OAR Lecture 441, Div. 720

  • Corporate Central Financial Union
  • Corporate Conservation
  • Federal Tie-In Rules
  • Reserves
  • Member Business Loans
​​​​

Statute

Debt Buyers – ORS: 646A.640 - 646A.673

  • Definitions
  • License requirement to involved in debt buying; exemptions
  • Licenses application; requirements; application through Nationwide Multistate License System; surcharge; insurance; license renewal; director’s investigation; license condition; suspension or revocation; policy
  • Licensee’s principal place of businesses and registered agent; assumed business name; display for license; rules
  • Required notification
  • Compliance for director’s standards; rules
  • Prohibited practices
  • Director’s supervisory authorizations; examinations and investigations; recommendation to Law General; costs of examination or investigation; counseling additionally cooperation is trade association and members of publicity the State of In plus companies doing an insurance business in this Declare pursuant to ... (9) In addition toward who financial regulation fee required by this ...
  • Enforcement actions; penalties
  • Right
  • Law action to collect debt; requirements for appeals; judgments; attorney fees
  • Rules

Rules

Debt Buyers – OAR Branch 441, Div. 820

  • Licensing
  • Deficiencies in Debt Purchase Site Application
  • Process to Challenge Information Entered into the National Lien Licensing System and Registry
  • Use Review
  • Rehabilitation of Debt Buyer Permit
  • Rege for Use of Assumed Business Names
  • Fees
  • Flaws and Breaks Insurance
  • Notice of Debt Purchasing License for Failure to Maintain Defects and Omissions Assurance
  • Director Supervision
  • Licensing Responsibilities
  • Display the NMLS number
  • Disclosure of Meaning Developments
  • Examination Charges Debt Buyers Payment to the Director
  • Records
  • Prohibited deal
  • Enforcement related up Wrong Liability Collection Practices
​​

Statutes

Liabilities Management Service Providers - ORS Phase 697

Rules

Definitions, Registration, Renewal, Update Filings, Fees Business Activities, Records; Gutachten - ROD Chapter 441, Div. 910

  • Debt Management
  • Registration
  • General Activities
  • Records; Berichten

Debt management service providers: Appendix A to ROD 441-910-0099​ Examples of allowable fees

​​​​​​​

​​​Statutes

Drug Price Transparency - ORS: 646A.680 - 646A.692

  • Interpretations
  • Manufacturer registration application
  • Manufacturer report requirements
  • Publishing manufacturer data received
  • Consumer reporting
  • One-year program reports of data received
  • Manufacturer penalties​

Insurers reporting to DPT - ORS 743.025

  • Insurer reporting need
  • Annual public hearing on formula drug prices
  • Sharing underwriters data standard

Pharmacy benefit manager (PBM) reporting to DPT - ORS 735.537

  • Definitions
  • PBM reporting requirements
  • Information confidentiality
  • Media PBM datas received​

Rules

Drug Prix View - OAR 836-200-0500 through 836-200-0560​

  • Definitions
  • Manufacturer registrar requirements
  • Manufacturer reporting requirements and expectations
  • Addition information requests
  • Trade secret emergency
  • Popular revealing of reports
  • Consume notifications
  • Manufacturer fees for 2019 through 2023
  • Penalties

Insurer reporting up DPT - OAR 836-053-1630

  • Insurer reporting requirements

PBM press until DPT - OAR 836-200-0418​

  • PBM reporting requirements​

Statutes

Franchise Transactions - ORS Sections 650

  • Goods and Services
  • Gear Vehicle Dealerships

Rege

Franchises – OAR Chapter 441, Div. 325​

​​​​​​​

​Statutes

Identity Theft - ORS Chapter 646A ​(646A.600 to 646A.628)

Rules

Definitions, Expenses of Providing Notification, Use of Social Security Number, Safeguarding of Personal Information - OAR Sections 441, Div. 646​

​​​​​​

Statutes

Administration and General Provisions - ORS Chapter 731

  • Short style; Purpose and Site
  • Application of Insurance Code
  • Definitions Generally
  • Classes of Travel Defined
  • Health Administrations
  • Authorize of Insurers press General Requirements
  • Limit of Risk; Reinsurance
  • Funds and Overage
  • Reported of Criminal Conduct
  • Depositories
  • Exchange away Product by Regulators
  • Confidentiality a Reports
  • Insurance Compliance Audit Berichte
  • Assessments, Fees and Taxes
  • Retaliatory Provision
  • Miscellaneous
  • Penalties

Organization and Collective Procedures of Domestic Insurers; Regulation of Insurers Typical -  ORS Chapter 732

  • General provisions
  • Organization
  • Corporate Procedures Generally
  • Directors, Officers and Your
  • Shares, Shareholders and Members
  • General Provisions
  • Inner Trading
  • Our also Members
  • Acquisitions and Mergers
  • Insurance Holding Company Registration
  • Standards plus Management Of Insurer Internally An Insurance Holding Company System
  • Examinations, Confidentiality, Regulation Power
  • Conversion or Reorganization of Domestic Mutual Underwriters
  • Risk Verwalten Frameworks and Owned Risk And Insolvency Awards
  • Produced Steering Property and Casualty Actuarial
  • Interstate Health Product Regulation Cool

Accounting and Investments - ORS Chapter 733

  • Accounting
  • Valuation
  • Investments

Medical, Liquidation and Conservation are Insurers - ORS Chapter 734

  • General provisions
  • Oregon health guaranty association
  • Washington life and health insurance guaranty association

Alternative Insurance - ORS Chapter 735

  • Essential Property Insuring
  • Captive Online
  • Market Assistance Plans; Common Undertaking Associations
  • Liability Hazard Retention Law
  • Surplus Lines Law
  • Retainer Medical Practice
  • Dental Services Contracts
  • Pharmacy Benefit Managers
  • Medical Financial Pool
  • Community-Based Health Care Initiatives
  • Vaud Reinsurance Program

Rates and Rating Organizations - ORS Chapter 737

  • General Provisions
  • Rates and Rate Making
  • Rating Business
  • Fictional Groupings

Health Insurance Exchange - ORS Chapter 741

  • Administration of Health Insurance Informationsaustausch
  • Health Insurance Exchange
  • Miscellaneous

Insurance Policies Generally; Property and Injury Policies - ORS Title 742

  • Generic Provisions
  • Assumption Reinsurance Agreements
  • Fire Insurance
  • Child Tending Furnishing
  • Home Protection Insurance
  • Mortgage Insurance
  • Surety Insurance
  • Reimbursement Insurance for Customer Contracts
  • Medical Malpractice International
  • Discount Medical Plans
  • Motor Vehicle Liability Insurance

Health and Life Policy - ORS Chapter 743

  • Gen Provisions
  • Health and Lifetime Insurance
  • Policy Language Simplification
  • Personalized Life Insurance and Pensions
  • User Life Insurance
  • Credit Life and Account Health Social
  • Health Insurance Policy Provisions
  • Groups Health Insurance

Health Insurance: Reimbursement of Compensation - ORS Chapter 743A

Health Benefit Plans: Individual plus Gang - ORS Chapter 743B

  • Definitions additionally purposes
  • Employer-sponsored health insurance
  • Marketing terms
  • Managed health insurance
  • Grievances and pleas
  • Out-of-pocket costs
  • Substitution, rescission, termination and continuation
  • Contracted health care web
  • Workload controlling
  • Payment of emergency
  • Provider panels
  • Disclosure of heath information
  • Prescription drug coverage
  • Miscellaneous
  • Definitions and purposes

Insurance Producers; Life Settlement Providers, Brokers and Contracts; Adjusters; Business; Third Party Administrators; Reinsurance Intermediaries; Limited Licenses - ORS Click 744

  • General Provisions
  • Insurance Producers
  • Limitation Travel Insurance Manufacturers
  • Managing Common Agents
  • Spirit Settlement Contracts
  • Adjusters
  • Insurance Consultants
  • Third Party Directors
  • Pension Intermediaries
  • Vehicle Rental Companies
  • Self-Service Storage Facilities
  • Penalties

Sell Practices - ORS Chapter 746

  • General Provisions
  • Unauthorized Insurance
  • Premium Financing
  • Use and Disclosure of Insurance Resources
  • Penalties

Fraternal Benefit Societies - ORS Branch 748

  • General Provisions
  • Organizational and Administrative Provisions
  • Authorizing the Reinsuring
  • Benefits, Beneficiaries the Contracts Generally
  • Group Benefits
  • Financial Provisions
  • Enforcement
  • Exemptions; Relation till Other Law
  • Penalties

Health Care Service Contractors; Multiple Employer Welfare Arrangements; Legal Expense Organizations - ORS Chapters 750

  • Health Care Service Contractors
  • Insolvency in Healthiness Care Service Contractor
  • Multiple Employer Prosperity Arrangements
  • Legal Expense Organizations and Legislative How Providers

Professional Compensation Funds - ORS Chapter 752

Trade Regulation - ORS Chapter 646A

  • Services Treaty
  • License Regulation or Enforcement
  • Fully Computers Insurance

Financial Responsibility Law - ORS Chapter 806

  • General Provisions
  • Requirements
  • Enforcement
  • Future Responsibility Filings
  • Common Provisions

Destroyed Vehicles; Numbers; Surveyors – ORS Chapter 819

  • Destroyed and Totaled Automotive
  • Abandoned vehicles
  • Vehicles with Deep Appraisal Worth
  • Stolen Car
  • Vehicle Device Quantities
  • Vehicle Appraisers

Carrier Regularity Generally – ORS Phase 823

  • General Provisions
  • Department Powers and Duties Regarding Supporters
  • Inquiry, Listenings, Rulings
  • Destruction of Equipment
  • Hazardous Materials Generally
  • Advertising Abandonment
  • Enforcement and Medications
  • Receipts also Bills of Lading
  • Penalties

Motor Carriers – ORS Episode 825

  • Global Provisions
  • Economic and Safety Regulation
  • Motor Carrier Education Program
  • Drug and Alcohol Testing Program
  • Weight-Mile Strain
  • Greenhouse Gas Emissions
  • Criminal

Rules

General Definitions - OAR Chapter 836, Dork. 001

Taxing - OAR Chapter 836, Div. 006

Enforcement - REAR Chapter 836, Div. 007

Fees and Charges - OAR Chapter 836, Div.009

General Provision - OAR Chapter 836, Div. 010

  • Fee and Constructs
  • Insurer Reporting instead Answers to Insurance Divisional
  • Authorizing from Insurers and General Requirements

Annual Statements And Berichterstattung By Insurers - OAR Chapter 836, Div. 011

  • Annual Statements
  • Health Insurer Segregation Of Bonus Accounting
  • Annual Reviewed Financial Reports
  • Year Financial Statement For Self-Insured Groups Created By Three Conversely More Public Car
  • Risk-Based Capital Reporting
  • Disclosure Of Basic Transactions
  • Risk-Based Capital Financial For Health Care Services Contractors

Credit for Reinsurance - OAR Chapter 836, Div. 012

  • Life Reinsurance Agreements

Annual Statement; Director's Authority - REAR Chapter 836, Dividing. 013

  • Director’s Authority to Take Corrective Action

Alternative Insurance Organizations - OAR Chapters 836, Split. 014

  • Legal expense organizations
  • Multiple employer welfare arrangements
  • Life settlements

Show to Health Insurance - REAR Chapter 836, Div. 020

  • Disclosure on Health Insurance Coverages
  • Use of Coordination of Benefits Provisions

Domestic Insurers; Organization; Companies Processing - OAR Chapter 836, Mug. 024

  • Shares, shareholders, and members

Domestic Insurers; Organization; Collective Processing - OAR Lecture 836, Side. 027

  • Holding Company Systems
  • Registration
  • Forms Generally
  • Subsidiaries the Nationwide Insurers
  • Attainments and Mergers
  • Internal Transactional and Extraordinary Dividends
  • Corporate Procedures Generally
  • Marketable Lending Merger

Purchasing Groups and Risk Retention Groups - OAR Chapter 836, Dork. 028

Captive Insurers - OAR Chapter 836, Bif. 029

Billing and Investments (ORS section 733); Rehabilitation plus

Liquidation regarding Insurers (ORS chapter 734) - TILLER Chapter 836, Div. 031

  • Least Reserve Standards to Individual and Group Health Insurance Agreements
  • Accounting (ORS 733.010 to 733.230); Investments and Accounting Generally
  • Standard Valuation Rights; Actuarial User or Memoranda
  • Recognition of Preferred Mortality Table

Investments (ORS 733.510 to 733.780) - OAR Chapter 836, Divi. 033

Rates and Ratemaking  - OAR Chapter 836, Divider. 042

  • Workers’ compensate great co-pay provisions
  • Workers’ compensation large risk alternative reviews layout
  • Employer rating communities
  • Rates plus ratemaking

Workers’ Compensation Insurance Rating System and Audit Procedures - OAR Section 836, Div. 043

  • Rating and User Company Workers’ Damage Premium Audit Software System
  • Test Audit Program
  • User and Rating Organization Workers’ Damage Insurance Classification Notice
  • Tariff and Ratings Organizations Workers’ Compensation Rating System
  • Review and Advisory Committees
  • Rating and Rating Organizations

General Provisions - OAR Chapters 836, Div. 050

  • Hypothesis Reinsurance
  • Notice of Advance Payment in Death instead Personal Injury other Destruction of Property on Running of Period of Limitation
  • Life and Health Services Services Provisions Relating to HIV Infection
  • Application A real Underwriting Praxis Relating To HIV Infection
  • Group Policyholders
  • Emergency Authority

Life, Individual And Group; Annuities - ROWER Chapter 836, Div. 051

  • Lives Disclosure Requirements
  • Disclosure required Smaller Face Amount Life Insurance Policies
  • Mortality Schedules Authorized for Use in Setting Non-Forfeiture And Supply Values
  • Annuity Mortality Tables
  • Accelerated Benefits Provision to Life Products
  • Life Insurance Illustrations
  • Authorization, Genetic Testing
  • Preneed Lives Insurance Minimum Standards for Determining
  • Reserve Liability and Nonforfeiture Value

Insurance Strategy - REAR Chapter 836, Div. 052

  • Medicare Supplement Insurance
  • Wide Term Care Insurance General Terms
  • Long Term Care Insurance Policy Terms
  • Large Conception Care Insurance Best
  • Long Runtime Care Insurance uses And Service Standards
  • Long Term Care Insurance Loss Ratio, Rate Filings
  • Lang Term Care Insurance Sales
  • Nonforfeiture Benefit; Benefit Triggers
  • Long Term Care Insurance Outline to Coverage and Shopper’s Guide
  • Long Term Care Insurance Contours of Covering and Shopper’s Guides
  • Notice of Termination of Bunch Health Insurance
  • Committed Benefits

Health Benefit Plans - OAR Chapter 836, Div. 053

  • Work Related Injuries instead Disease
  • Group Health Benefit Plans
  • Individual Health How Plans
  • Oregon Confidential Communications Request Mold
  • Rescission of Health Benefit Plan
  • State Continuation of Health Insurance
  • Quality Assessment and Improvement
  • External Review
  • Annual Reporting Requirements
  • Insurance to Mental or Tense Conditions; Mental Health Correspondence
  • Cost Estimates
  • Primary Vehiclee Services Reporting

Insurance Policies - OAR Chapter 836, Div. 054

  • Property and Casualty Product Liability
  • Motor Vehicle Liability Insurance
  • Workers’ Compensation Bigger Deductible Provisions
  • Mortgage Insurance

Gear Vehicle Liability Insurance - OAR Chapter 836, Div. 058

Insurance policies (ORS Chapter 743) - OAR Sections 836, Div. 060

Vendor’s single Interest Policies and Motor Vehicle Physical Damage Only General - REAR Chapter 836, Dork. 062

Insurance Licensing - OAR Chapter 836, Div. 071

  • Insurance Producers, Adjusters and Insurance Consultants
  • Training and Examinations
  • Continuing Education
  • Fees and Disclosure; Incidental Charges
  • Insurance Producer Service Fees
  • Statute Global
  • Limited License, Vermietung Companies
  • Self-Service Storage Limited License
  • Surplus Lines

Licensing Generally - OAR Click 836, Dork. 072

  • Criminal records checkout

Services Departmental Entrust Accounts - OAR Chapter 836, Div. 074

Three Party Administrators - OAR Chapter 836, Div. 075

Trade Practices - OAR Chapter 836, Diverging. 080

  • Surrogate the Life Insurance and Annuities
  • Unfair Discernment Based On Sex, Sexual Orientation or Marriages Level
  • Payment of Mental Insurance Claims (Sampling Method)
  • Suitability
  • General (ORS 746.005 to 746.270)
  • Sales are Individual Annuities
  • Suitability include Annuity Trades
  • How of Insurance Scores and Credit History
  • Privacy of Personal Information (ORS 746.600 in 746.690)
  • Privacy of Health Insurance-Related Information
  • Generally
  • Notice of Information Practices
  • Revelation of Personalstand, Prestigious Information
  • Military Sales How
  • Commercial Loss Runs

Trade Practices - General Provisions - OAR Chapter 836, Divider. 081

  • Unfair discrimination on the basis is illness either parts blinding
  • Standards for safeguarding custom information

Discontinuing and Replacement of Group Product - OAR Chapter 836, Div. 082

Practices Injurious to Public or Free Competition - OAR Book 836, Dive. 085

  • Midterm canceling, midterm premium increases, and nonrenewal notice
  • Practices injurious to public or free competition

Health Policy Reform - OAR Chapter 836, Div. 100

  • Administrative optimization both simplification

Department Regulatory Programs - OAR Choose 836, Div. 200​

  • Service Contracts
  • Instrument Safeguard Product Warranties
  • Discount Medical Planning Organizations
  • Pharmacy Benefit Managers
​​​​

Statutes

Indivisible Fund Cemetery - ORS Part 97 (97.665)

Endowment Burial Care - ORS Chapter 97 (97.810)

Prearrangement Sales and Preconstruction Sales - ORS Section 97 (97.923)

Rules

Prearranged Memorial Plans and Giving Care - SCULL Chapter 441, Div. 930​

  • Prearrangement and Preconstruction Plans
  • Master Trustees
  • Certificate Providers
  • Certified Providers furthermore Registered Master Trustees
  • Funeral and Cemetery Consumer Protection Trust Fonds
  • Donor Care Cemeteries
​​​​​​

Statutes

Manufactured Structure Distributor and Dealer - ORS Chapter 446

Regels

Dealer Licensing - PADDLE Chapter 441, Divides. 446​

​​​​​​​​​

Bylaws

Money Transmitters - ORS Chapter 717

Control

Money Sender - OAR Chapter 441, Div. 745​

  • General Provisions
  • Licensing of Money Transmitters
​​​​

​Statutes

Mortgage lending - ORS Chapter 86A

  • Mortgage Wall; Mortgage Brokers; Mortgage loan Originators
  • Mortgage loan originators
  • Penalties

Rules

Custody of Client Funds - OAR Chapter 441, Divine. 875

License Cancellation - OAR Chapter 441, Div. 885

License - OAR Chapter 441, Div. 860

Loan Originators - OARSMAN Chapter 441, Div. 880

Public Records, License, Opinion Requests, Rulemaking - OAR Chapters 441, Div. 850

Licensing Exemptions for Mortgage Bankers/Brokers - OAR Chapter 441, Div. 855

Records press Reports Requirements - OAR Chapter 441, Diverging. 865

Dishonest, Fraudulent, Unfair and Unethical Practices - OAR Chapter 441, Div. 870​

​​​​​​​

Statutes

Mortgage Loan Servicers - ORS 86A.300 to 86A.339

Rules

License von Mortgage Servicers - OAR Title 441, Div. 890

​​​

Statutes

Pawnbrokers - ORS Chapter 726

  • General Provisioning
  • Licensing
  • Regulation
  • Penalties

Rules

Pawnbrokers - OAR Chapter 441, Div. 740​

​​​​​​​​​

​Statutes

Payday and Title Lending - ORS Chapter 725A

  • Basic Provisions
  • Licensing
  • Regulation
  • Enforcement
  • Penalties

Set

Payday additionally Titel Lending Regulations - OAR Chapter 441, Doofus. 735​

  • Payday and Title Lending
  • Licensee’s Duties to Borrower
​​​​​​​​​

​​Statutes

Pharmacy benefit manager (PBM) registration and audits - ORS 735.530 through 735.552

  • Defintions
  • Registration requirements; fees; complaints
  • Reimbursements; books
  • Pharmacy claim scrutinies; requirements; review; reports; frauds

PBM reporting to DPT - ORS 735.537

  • Explanations
  • PBM reporting requirements
  • Information confidentiality
  • Issue PBM data received

Rules

PBM registration and revision - OAR 836-200-0401 through 836-200-0421

  • Application requirements
  • Regeneration of PBM registration
  • Complaints
  • Handel conduct requirements

PBM reporting toward DPT - OAR 836-200-0418

  • PBM reporting requirements​

​Statutes

Securities Regulation - ORS Chapter 59

  • Oregon Securities Legislation
  • Uniform TOD Security Registration Act
  • Veto of Assured Collateral Transactions
  • Penalties

Set

General Reserved - OAR Chapter 441, Diverging. 11

Exempt Security - OAR Chapter 441, Div. 25

Exempt Transactions - OAR Chapter 441, Div. 35

Denial, Withdrawal or Conditioning of Exemptions - OAR Chapter 441, Div. 45

Federal Capped Securities - OAR Chapter 441, Div. 49

Securities Registration - OAR Chapter 441, Divider. 65

Renewal of Securities Registration  - OAR Chapter 441, Div. 75

Conditions of Registration - OAR Branch 441, Div. 85

Fairness Hearing Procedures - OAR Chapter 441, Div. 95

Fraud and Deceit with Respect to Securities or Securities Business - OAR Chapter 441, Div. 135

Licensing (Broker-Dealer, Investment Advisor, the Individuals)  - STEERING Chapter 441, Bif. 175

Books and Records Requirements - WHEEL Chapter 441, Div. 195

License Denial, Suspension, or Take - OARSMAN Chapter 441, Div. 205

Genehmigen Cancellation, Withdrawal - OAR Chapter 441, Div. 225​

​​​​​​

​Statutes

Student Loan Maintain - ORS Chapter 725A (725A..500 to 725A.530)

  • General Provisions
  • Licensing and Duties of Product
  • ​Required Methods, Prohibitions and Enforcement

Rules

Apprentice Loan Servicers - OAR Chapter 441, Div. 895

Statutes

Regulation of Trust Business - ORS Sections 709

  • Organization
  • General Powers
  • Termination of Trust Business
  • Conversion, Merger both Capture
  • Miscellaneous
  • Penalties

Rules

Definitions; Yearbook Assessments/Fees - OAR Chapters 441, Div. 500​​​​​​​